Code of Federal Regulations: Containing a Codification of Documents of General Applicability and Future Effect as of December 31, 1948, with Ancillaries and IndexDivision of the Federal Register, the National Archives, 1997 Special edition of the Federal Register, containing a codification of documents of general applicability and future effect ... with ancillaries. |
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30 days acquiror administrative law judge affiliate amended amount ance application appraisal approval assets authorized bank board of directors bylaws capital stock certificate chapter ciation cluding copy deemed determined eral Eurodollar Federal Deposit Insurance Federal savings association fees fice fiduciary filed ice corporation ings association interest investment issuance issued lending limited loan holding company means meeting ment mortgage mutual holding company notice offering circular Office of Thrift operating otherwise paragraph party payment percent period person plan of conversion preferred stock prior proxy proxy statement purchase purposes pursuant quired real estate records regulations regulatory repurchase agreement request savings and loan savings asso savings association's securities service corporation shares sion sociation specified statement stockholders suance subpart subpoena subsidiary supervisory term thereof Thrift Financial Report tion transaction unless voting
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Сторінка 224 - ... (2) to obtain money or property by means of any untrue statement of a material fact or any omission to state a material fact necessary in order to make the statements made, in the light of the circumstances under which they were made, not misleading, or (3) to engage in any transaction, practice, or course of business which operates or would operate as a fraud or deceit upon the purchaser.
Сторінка 22 - An employee or agent engaged in the performance of investigative or prosecuting functions for an agency in a case may not, in that or a factually related case, participate or advise in the decision, recommended decision, or agency review pursuant to section 557 of this title, except as witness or counsel in public proceedings.
Сторінка 47 - ... at his dwelling house or usual place of abode with some person of suitable age and discretion then residing therein.
Сторінка 303 - underwriter" means any person who has purchased from an Issuer with a view to, or offers or sells for an issuer in connection with, the distribution of any security, or participates or has a direct or indirect participation in any such undertaking, or participates or has a participation in the direct or indirect underwriting of any such undertaking; but such term shall not include a person whose interest is limited to a commission from an underwriter or dealer not in excess of the usual and customary...
Сторінка 103 - In the event of any liquidation, dissolution, or winding up of the...
Сторінка 159 - States" means the several States, the District of Columbia, the Commonwealth of Puerto Rico, and the possessions of the United States; (2) the term "local public bodies...
Сторінка 160 - Except as provided in paragraph (2), the term "bank" means any of the following: (A) An insured bank as defined in section 3(h) of the Federal Deposit Insurance Act. (B) An institution organized under the laws of the United States, any State of the United States, the District of Columbia, any territory of the United States, Puerto Rico, Guam, American Samoa, or the Virgin Islands...
Сторінка 160 - When used in this title, unless the context otherwise requires — (1) the term "security" means any note, stock, treasury stock, bond, debenture, evidence of indebtedness, certificate of interest or participation in any profit-sharing agreement, collateral-trust certificate, preorganization certificate or subscription, transferable share, investment contract, voting-trust certificate, certificate of deposit for a security, fractional undivided interest in oil, gas, or other mineral rights, or, in...
Сторінка 307 - In addition to the information expressly required to be included in a statement or report, there shall be added such further material information, if any, as may be necessary to make the required statements, in the light of the circumstances under which they are made, not misleading.
Сторінка 213 - ... security" or any certificate of interest or participation in, temporary or interim certificate for, receipt for, guarantee of, or warrant or right to subscribe to or purchase, any of the foregoing.